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DOCUMENT COMPLIANCE TRACKING

Stay audit-ready with automated monitoring. Verify true document possession.

Regulatory expectations are rising, and having the right documents on file is critical to passing examinations. Identifi monitors compliance requirements in real time, clearing exceptions only when documents are physically received and verified, not just requested.

PRODUCT FEATURES

Continuous compliance monitoring

Real-time monitoring identifies missing documents and generates early alerts with dashboard visibility across departments.

  • Continuous scanning of core systems to identify missing documentation requirements
  • Notifications for documents approaching due dates before they become compliance exceptions
  • High-level visibility into institution-wide compliance trends and problem areas
  • Automated generation of reports that demonstrate proactive compliance management
  • Prioritize exception resolution based on regulatory impact and customer relationship value
Document Tracking

Simplify compliance without stretching your team.

Smaller compliance teams still face the same regulatory expectations as larger banks. Identifi automates member loan and account documentation tracking, letting credit unions maintain oversight without adding staff or sacrificing personal service.
  • Monitor member loan and account documentation automatically with minimal manual effort
  • Organize exceptions by staff member for efficient resolution
  • Apply flexible grace periods for member documentation while maintaining regulatory standards
See How We Serve Credit Unions

Scale complex compliance with centralized oversight.

Banks must manage diverse loan portfolios, regulatory filings, and documentation across multiple branches. Identifi centralizes compliance tracking, automates recurring requirements, and provides full audit trails, keeping operations efficient while satisfying examiners.
  • Track commercial and retail loan documentation across multiple products simultaneously
  • Automate recurring compliance tasks with centralized monitoring
  • Maintain thorough audit trails that demonstrate proactive, institution-wide compliance
See How We Serve Banks
Identifi gave us an opportunity not only to organize our records, but to search for them digitally and retrieve them much faster. This improved our ability to respond to any number of inquiries, both for our members and our staff.

Kimberlee Gloor

Senior Records Manager, First Tech

Read Our Success Stories

FEATURES

Professional compliance monitoring that verifies actual document possession.

Requirement Detection​

Requirement Detection

Monitor core banking systems automatically to identify compliance requirements based on business events and regulatory schedules.
Exception Reporting​

Exception Reporting

Generate detailed reports organized by account owner, showing missing documents with escalation workflows for resolution.
Notification System​

Notification System

Send automated email alerts when documents are missing or approaching due dates based on configurable business schedules.
Pending Status Monitoring

Pending Status Monitoring

Identify documents coming due before they become exceptions, enabling proactive collection rather than reactive compliance management.
Recurring Schedules

Recurring Schedules

Automatically regenerate requirements for periodic documentation without manual intervention or calendar coordination.
Grace Period Configuration​

Grace Period Configuration

Set flexible grace periods for different document types to accommodate normal processing delays while maintaining oversight.
Document Verification​

Document Verification

Clear exceptions only when documents are verified as received and stored in repository, ensuring actual possession.
Thorough Audit Trails

Thorough Audit Trails

Maintain complete tracking history for all requirements, collections, and resolutions with detailed regulatory documentation.

What financial institutions need to know about Identifi document tracking

How does Identifi identify what documents are required?

Identifi inspects your core banking system using configurable business rules to detect requirements automatically based on loan originations, account openings, and regulatory schedules. The system learns your specific compliance needs through rule configuration.

Reminder systems only track requests sent to customers. Identifi provides true verification by clearing exceptions only when actual documents are received and stored in the repository, ensuring you possess required documentation rather than assuming compliance.
Configure requirements once for annual insurance certificates, periodic regulatory filings, or customer documentation. Identifi regenerates these requirements automatically on schedule without manual calendar management or staff coordination.

Yes, configure acceptable grace days for any document type to accommodate normal processing delays while maintaining compliance oversight. Different documents can have different grace period rules based on business needs.

Pending reports show documents coming due before they become exceptions, enabling proactive collection rather than reactive compliance management. This prevents last-minute scrambling and compliance gaps.
Complete tracking history for all requirements, document collections, exception resolutions, and staff actions with timestamps and user identification for comprehensive regulatory audit support.
Absolutely. Exception reports can be organized by staff member, department, or business area. Each person receives notifications only for their assigned compliance responsibilities and customer relationships.
Configure sophisticated rules for different loan types, amounts, and regulatory scenarios. The system can track multiple document requirements per loan with different due dates and compliance standards.

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Progress through smarter document tracking

Stop hunting for missing documents and rely on verified, organized records. Identifi flips messy file storage into a streamlined, searchable system so your team can manage compliance with confidence.

Book a demo to see how automated document tracking can simplify verification, maintain audit trails, and keep your FI exam-ready.

Book a Demo